Amit Singh

 

248 stories by Amit Singh

SEC Committee Recommends Changes To Simplify Rule 701

Earlier this month, the Securities and Exchange Commission Advisory Committee on Small Businesses heard a presentation on Rule 701...

Oct 17 · 2 min read >

A First Look at Equity Crowdfunding in the US: Q1 & Q2 2017

The 2012 Jumpstart Our Business Startups (JOBS) Act established provisions that allow early-stage businesses to offer and sell securities...

Oct 13 · 1 min read >

SEC Publishes CDIs On Rules 147, 503, 504 and Reg A

The Securities and Exchange Commission’s Division of Corporate Finance (Corp Fin) recently published its interpretation of various rules under...

Oct 9 · 3 min read >

SEC Alleges Two ICOs Defrauded Investors

The Securities and and Exchange Commission, which recently warned investors about the risks of initial coin offerings, has charged...

What Happens To A Trademark Licensee When The Licensor Is In Bankruptcy?

When a business licenses a trademark, lawyers often warn that if the licensor files for bankruptcy, the licensee could...

Sep 21 · 1 min read >

SEC Warns Investors About Dangers of SAFEs

Earlier this month, the SEC’s Office of Investor Education and Advocacy issued an Investor Bulletin entitled “Investor Bulletin: Be...

SEC Finds Securities Laws Apply To Some Initial Coin Offerings

Businesses are increasingly using Initial Coin Offerings to raise capital – and the U.S. Securities and Exchange Commission has...

Sep 13 · 2 min read >

Registration Rights: What You Need To Know

Under federal law, securities can only be offered or sold pursuant with a registration statement filed with the Securities...

Emails To Private Attorney On Company System Not Privileged

The Court of Appeals for the Second Circuit recently held that a defendant waived any privilege with respect to...

Aug 29 · 1 min read >

Delaware Chancery Court Sends Dispute Over Purchase Price Adjustment To Auditor

In a recent decision, the Delaware Chancery Court ruled that a dispute over a post-closing purchase price adjustment must...

Aug 26 · 2 min read >