Amit Singh

 

248 stories by Amit Singh

California Private Fund Adviser Exemption

As a general matter, California law requires that investment advisers register with the state if they are providing investment...

Consumer Warranties Welcomed To The Digital Age With E-Warranty Act

Thanks to changes in the federal statute governing warranties on consumer products, manufacturers and other suppliers are now able...

Should Parties in Merger and Acquisition Transactions Seek Representation and Warranty Insurance (RWI)?

Buyers in mergers and acquisitions are increasingly turning to insurance policies to protect themselves from financial loss stemming from...

SEC Provides Guidance On Regulation A+

The Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance in November issued four new Compliance & Disclosure Interpretations...

FINRA Expels First Member For Regulation Crowdfunding Violations

A company called UFP LLC in November became the first crowdfunding portal to be expelled as a member of...

SEC Adopts New Rule 147A To Facilitate Interstate Securities Offerings

The Securities and Exchange Commission (SEC) recently adopted new rules aimed at modernizing how companies can raise money to...

Rule 504 Of Reg D Could Become More Useful Following SEC Amendments

The Securities and Exchange Commission (SEC) recently adopted amendments to Rule 504 of Regulation D under the Securities Act...

California Tightens Data Breach Notification Law

On September 13, California Gov. Jerry Brown signed into law AB 2828, tightening what is already considered to be...

Dec 13 · 1 min read >

Revenue-Based Financing: An Alternative Funding Option

The hardest part of starting a business can often be figuring out how to raise capital necessary to fund...

Dec 9 · 2 min read >

Sandbagging In M&A Deals: What Does Silence Mean?

Sandbagging in billiards and other games happens when someone pretends to be a worse player in order to trick...