In November, the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued new Compliance & Disclosure Interpretations (C&DIs)...
Investment advisers will be required to provide more information about various aspects of their separately managed account (SMA) business,...
On July 12, 2016, the U.S. House of Representatives recently passed the Empowering Employees through Stock Ownership Act, a...
On December 15, President Barack Obama signed into law the Consumer Review Fairness Act, legislation which makes it easier...
As a general matter, California law requires that investment advisers register with the state if they are providing investment...
Thanks to changes in the federal statute governing warranties on consumer products, manufacturers and other suppliers are now able...
Buyers in mergers and acquisitions are increasingly turning to insurance policies to protect themselves from financial loss stemming from...
The Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance in November issued four new Compliance & Disclosure Interpretations...
A company called UFP LLC in November became the first crowdfunding portal to be expelled as a member of...
The Securities and Exchange Commission (SEC) recently adopted new rules aimed at modernizing how companies can raise money to...
Categories